0001591450-15-000010.txt : 20150520
0001591450-15-000010.hdr.sgml : 20150520
20150520094901
ACCESSION NUMBER: 0001591450-15-000010
CONFORMED SUBMISSION TYPE: SC 13G
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20150520
DATE AS OF CHANGE: 20150520
GROUP MEMBERS: JORDAN CAPITAL AM, LLC
GROUP MEMBERS: JORDAN CAPITAL PARTNERS, LP
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: ASTA FUNDING INC
CENTRAL INDEX KEY: 0001001258
STANDARD INDUSTRIAL CLASSIFICATION: SHORT-TERM BUSINESS CREDIT INSTITUTIONS [6153]
IRS NUMBER: 223388607
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
FILING VALUES:
FORM TYPE: SC 13G
SEC ACT: 1934 Act
SEC FILE NUMBER: 005-44713
FILM NUMBER: 15878412
BUSINESS ADDRESS:
STREET 1: 210 SYLVAN AVE
CITY: ENGLEWOOD CLIFFS
STATE: NJ
ZIP: 07632
BUSINESS PHONE: 2015675648
MAIL ADDRESS:
STREET 1: 210 SYLVAN AVE
CITY: ENGLEWOOD CLIFFS
STATE: NJ
ZIP: 07632
FILED BY:
COMPANY DATA:
COMPANY CONFORMED NAME: Jordan Capital AM, LLC
CENTRAL INDEX KEY: 0001591450
IRS NUMBER: 262530221
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: SC 13G
BUSINESS ADDRESS:
STREET 1: 6001 RIVER ROAD, SUITE 100
CITY: COLUMBUS
STATE: GA
ZIP: 31904
BUSINESS PHONE: 7062571167
MAIL ADDRESS:
STREET 1: 6001 RIVER ROAD, SUITE 100
CITY: COLUMBUS
STATE: GA
ZIP: 31904
SC 13G
1
asfiinitialfiling20150519.txt
ASFI 13G INITIAL FILING
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13G
UNDER THE SECURITIES EXCHANGE ACT OF 1934
ASTA FUNDING INC
-------------------------------------------------------------------------------
(Name of Issuer)
COMMON STOCK, Par Value $0.01
-------------------------------------------------------------------------------
(Title of Class of Securities)
046220109
-------------------------------------------------------------------------------
(CUSIP Number)
May 19, 2015
-------------------------------------------------------------------------------
(Date of Event which Requires Filing of this Statement)
CHECK THE APPROPRIATE BOX TO DESIGNATE THE RULE PURSUANT TO WHICH THIS SCHEDULE
IS FILED:
[X] RULE 13D-1(B)
[ ] RULE 13D-1(C)
[ ] RULE 13D-1(D)
*THE REMAINDER OF THIS COVER PAGE SHALL BE FILLED OUT FOR A REPORTING
PERSON'S INITIAL FILING ON THIS FORM WITH RESPECT TO THE SUBJECT CLASS OF
SECURITIES, AND FOR ANY SUBSEQUENT AMENDMENT CONTAINING INFORMATION WHICH
WOULD ALTER DISCLOSURES PROVIDED IN A PRIOR COVER PAGE.
THE INFORMATION REQUIRED ON THE REMAINDER OF THIS COVER PAGE SHALL NOT
BE DEEMED TO BE "FILED" FOR THE PURPOSE OF SECTION 18 OF THE SECURITIES
EXCHANGE ACT OF 1934 (THE "ACT") OR OTHERWISE SUBJECT TO THE LIABILITIES
OF THAT SECTION OF THE ACT BUT SHALL BE SUBJECT TO ALL OTHER PROVISIONS
OF THE ACT (HOWEVER, SEE THE NOTES).
Page 1 of 6 Pages
CUSIP NO. 046220109
---------
- --------------------------------------------------------------------------
1 NAMES OF REPORTING PERSONS
Jordan Capital Partners, L.P.
- --------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
(a) [X]
(b) [ ]
- --------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
- --------------------------------------------------------------------------
5 SOLE VOTING POWER
NUMBER OF NONE
SHARES
BENEFICIALLY -------------------------------------------------
OWNED BY 6 SHARED VOTING POWER
EACH
REPORTING 587,465
PERSON -------------------------------------------------
WITH 7 SOLE DISPOSITIVE POWER
NONE
-------------------------------------------------
8 SHARED DISPOSITIVE POWER
587,465
- --------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
587,465
- --------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
[ ] (SEE INSTRUCTIONS)
- --------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 4.52%
- --------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
PN
- --------------------------------------------------------------------------
Page 2 of 6 Pages
CUSIP NO. 046220109
---------
- --------------------------------------------------------------------------
1 NAMES OF REPORTING PERSONS
Jordan Capital AM, LLC
- --------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
(a) [X]
(b) [ ]
- --------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
- --------------------------------------------------------------------------
5 SOLE VOTING POWER
NUMBER OF NONE
SHARES
BENEFICIALLY -------------------------------------------------
OWNED BY 6 SHARED VOTING POWER
EACH
REPORTING 650,974
PERSON -------------------------------------------------
WITH 7 SOLE DISPOSITIVE POWER
NONE
-------------------------------------------------
8 SHARED DISPOSITIVE POWER
650,974
- --------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
650,974
- --------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
[ ] (SEE INSTRUCTIONS)
- --------------------------------------------------------------------------
11 PERCENTAGE OF CLASS REPRESENTED BY AMOUNT IN ROW 9 5.01%
- --------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
IA
--------------------------------------------------------------------------
Page 3 of 6 Pages
ITEM 1(A) NAME OF ISSUER: ASTA FUNDING INC
ITEM 1(B) ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES:
210 Sylvan Ave.
Englewood Cliffs, New Jersey 07632
ITEM 2(a) NAME OF PERSON FILING:
(i) Jordan Capital Partners, L.P. (JCP),
with respect to shares of Common Stock directly
owned by it.
(ii) Jordan Capital AM, LLC (JCAM) with
respect to the shares of Common Stock beneficially
owned by it and as the general partner of JCP,
with respect to the shares of Common Stock
directly owned by JCP and with respect to
shares of Common Stock directly owned by JCAM
separate client accounts.
The foregoing persons are hereinafter sometimes
collectively referred to as the Reporting Persons. Any
disclosures herein with respect to persons other than the
Reporting Persons are made on information and believe after
making inquiry to the appropriate party.
ITEM 2(b) ADDRESS OF PRINCIPAL BUSINESS OFFICE, OR IF NONE, RESIDENCE:
The address of the business office of each of the Reporting
Persons is 6001 River Road, Suite 100, Columbus, Georgia
31904
ITEM 2(c) CITIZENSHIP:
JCP is a limited partnership organized under the laws of
the State of Delaware. JCAM is a limited liability
company organized under the laws of the State of Delaware.
ITEM 2(d) TITLE OF CLASS OF SECURITIES:
Common Stock, Par Value $0.01
ITEM 2(e) CUSIP NUMBER: 046220109
ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO SS.240.13D-1(B) OR SS.
240.13d-2(B) or (C), CHECK WHETHER THE PERSON FILING IS A:
(a) [ ] Broker or dealer registered under section 15 of the Act (15
U.S.C. 78o).
(b) [ ] Bank as defined in section 3(a)(6) of the Act
(15 U.S.C. 78c).
(c) [ ] Insurance company as defined in section 3(a)(19) of the Act
(15 U.S.C. 78c).
Page 4 of 6 Pages
(d) [ ] Investment company registered under section 8 of the
Investment Company Act of 1940 (15 U.S.C. 80a-8).
(e) [X] An investment adviser in accordance with
ss.240.13d-1(b)(1)(ii)(E);
(f) [ ] An employee benefit plan or endowment fund in accordance with
ss.240.13d-1(b)(1)(ii)(F);
(g) [ ] A parent holding company or control person in accordance with
ss.240.13d-1(b)(1)(ii)(G);
(h) [ ] A savings associations as defined in Section 3(b) of the
Federal Deposit Insurance Act (12 U.S.C. 1813);
(i) [ ] A church plan that is excluded from the definition of an
investment company under section 3(c)(14) of the Investment
Company Act of 1940 (15 U.S.C. 80a-3);
(j) [ ] Group, in accordance with ss.240.13d-1(b)(1)(ii)(J).
ITEM 4. OWNERSHIP:
Beneficial ownership of the Common Stock
is as follows:
1. Jordan Capital Partners, L.P.
(a) Amount Beneficially owned: 587,465
(b) Percent of Class: 4.52%
The percentages used herein and in the rest of Item 4 are
calculated based upon the 12,985,739 shares of Common Stock issued
and outstanding as of August 14, 2014 as disclosed in the Issuer's
Form 10-Q for the quarter ending June 30, 2014, as filed with the
Securities and Exchange Commission (SEC) on August 18, 2014.
(c) (i) Sole power to vote or direct the vote: -0-
(ii) Shared power to vote or direct the vote: 587,465
(iii) Sole power to dispose or direct the disposition: -0-
(iv) Shared power to dispose or direct the disposition: 587,465
2. Jordan Capital AM, LLC
(a) Amount Beneficially owned: 650,974
(b) Percent of Class: 5.01%
(c) (i) Sole power to vote or direct the vote: -0-
(ii) Shared power to vote or direct the vote: 650,974
(iii) Sole power to dispose or direct the disposition: -0-
(iv) Shared power to dispose or direct the disposition: 650,974
ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS.
N/A
Page 5 of 6 Pages
ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON.
JCAM, the general partners of JCP, has the
power to direct the affairs of JCP, including the voting and
disposition of shares. As the discretionary investment manager of
certain other separate client accounts, JCAM has power to
direct the disposition of shares held by the separate client accounts.
ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED
THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY OR
CONTROL PERSON. N/A
ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP.
See Item 2.
ITEM 9. NOTICE OF DISSOLUTION OF GROUP. N/A
ITEM 10. CERTIFICATION.
By signing below I certify that, to the best of my
knowledge and belief, the securities referred to above were not acquired and
are not held for the purpose of or with the effect of changing or influencing
the control of the issuer of the securities and were not acquired and are not
held in connection with or as a participant in any transaction having that
purpose or effect.
SIGNATURE
After reasonable inquiry and to the best of my knowledge
and belief, I hereby certify that the information set forth in this statement
is true, complete and correct.
May 19, 2015
/s/ Vadzim Yazvinski
----------------------------------
Vadzim Yazvinski, as Manager
of Jordan Capital AM, LLC
for itself and as the
general partner of Jordan
Capital Partners, L.P. and as
investment manager for
certain other accounts
Page 6 of 6 Pages